Constructivist Approaches to International Politics

Содержание

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Lec 6: Constructivist Approaches The Discipline of Political Science Rationalism Constructivism

Lec 6: Constructivist Approaches

The Discipline of Political Science
Rationalism
Constructivism
Rationalism & Constructivism Compared
“Anarchy

is what states make of it”
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Lec 6: Constructivist Approaches The Discipline of Political Science Rationalism Constructivism

Lec 6: Constructivist Approaches

The Discipline of Political Science
Rationalism
Constructivism
Rationalism & Constructivism Compared
“Anarchy

is what states make of it”
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Before we grapple with the “constructivist” approach to IP, it is

Before we grapple with the “constructivist” approach to IP, it is

worth noting something distinctive about the discipline of political science.
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Different disciplines define and organize themselves in different ways.

Different disciplines define and organize themselves in different ways.

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Historians define themselves as those who adhere to a particular methodology: the construction of narrative.

Historians define themselves as those who adhere to a particular methodology:

the construction of narrative.
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As chroniclers, they may simply hope to document the progression of

As chroniclers, they may simply hope to document the progression of

events and lower the barriers to understanding that progression.

As social scientists, they may attempt to uncover causal relationships within their narratives.

Their goals may be more or less ambitious…

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Within the discipline, they arrange themselves based on distinctions of geographic

Within the discipline, they arrange themselves based on distinctions of geographic

and temporal space…

“I’m a 19th Century Americanist.”

“I study medieval France.”

“I’m a scholar of Imperial Japan.”

And so on.

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Historians are meant to be competent to discuss all the big

Historians are meant to be competent to discuss all the big

issues within the context of their chosen time and space.

Politics

They are meant to know the state of…

in their particular historical spot.

Society

Gender

Ethnicity

Culture

Science

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Economists define themselves according to a specific approach—a specific framework and methodology.

Economists define themselves according to a specific approach—a specific framework and

methodology.
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In general, economists attempt to explain how individuals maximize their preferences given environmental constraints.

In general, economists attempt to explain how individuals maximize their preferences

given environmental constraints.
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As Barry Eichengreen (an economist) put it… Economists utilize their same

As Barry Eichengreen (an economist) put it…

Economists utilize their same “kit

of tools to [explain] everything from dental hygiene to nuclear war.”

And “[e]conomists are notorious for their intellectual imperialism,” for their attempts to export their methodology to other disciplines.

Eichengreen, Barry J. "Dental Hygeine and Nuclear War: How International Relations Looks from Economics." In Exploration and Contestation in the Study of World Politics, edited by P. J. Katzenstein, R. O. Keohane and Stephen D. Krasner, 353-72. Cambridge, MA: MIT Press, 1999. See p 353.

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The discipline of political science, by contrast, is defined rather differently

The discipline of political science, by contrast, is defined rather differently

from the disciplines of history and economics.
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Political science is a discipline defined by its substantive concern—politics—rather than its approach or methodology.

Political science is a discipline defined by its substantive concern—politics—rather than

its approach or methodology.
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To be a political scientist, one must study any of the

To be a political scientist, one must study any of the

many facets of politics…

Political Economy

Political Conflict

Political Organization

Political Culture

Political Theory (positive & normative)

Political Process

Political Behavior

(There are more, of course.)

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In terms of approach, however, political science is quite pluralistic.

In terms of approach, however, political science is quite pluralistic.

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These substantive issues of politics are studied in any number of

These substantive issues of politics are studied in any number of

ways, using…

Game Theory

Historical Narrative

Statistics

Case Studies

Rational Choice Materialism

Interviews

Surveys

Structurationist and Symbolic Interactionist Sociology

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Thus, there is no distinctive “political scientific” approach. And political scientists

Thus, there is no distinctive “political scientific” approach.

And political scientists generally

import the approaches and methodologies developed in other fields: statistics, history, economics, psychology, and sociology.
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A critic would say that this makes political science schizophrenic and

A critic would say that this makes political science schizophrenic and

deeply fractured.

But while this diversity does inspire constant conflict, it also brings the benefits of intellectual cross-fertilization.

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This way political scientists get a range of perspectives on a

This way political scientists get a range of perspectives on a

narrow set of what we think are very important issues.
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Constructivism, in fact, was the product of this kind of intellectual cross-fertilization.

Constructivism, in fact, was the product of this kind of intellectual

cross-fertilization.
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The Discipline of Political Science Rationalism Constructivism Rationalism & Constructivism Compared

The Discipline of Political Science
Rationalism
Constructivism
Rationalism & Constructivism Compared
“Anarchy is what states

make of it”

Lec 6: Constructivist Approaches

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While Waltz, Mearsheimer, Keohane, Axelrod, Russett, et al, come to different

While Waltz, Mearsheimer, Keohane, Axelrod, Russett, et al, come to different

conclusions about IP, their approach to studying IP is essentially the same.
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They all assume: Autonomous actors (states, policymakers) possess exogenously determined interests.

They all assume:

Autonomous actors (states, policymakers) possess exogenously determined interests.
These actors

attempt to maximize their preferences in a constrained environment (specifically, an anarchic environment).
IP is the sum total of actors’ attempts to maximize their preferences given these constraints.
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These theorists all think about states in the international system in

These theorists all think about states in the international system in

the same way that economists think about actors in markets.
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They all employ (often explicitly) the economists’ “rational choice” approach. Thus, they are sometimes called rationalists.

They all employ (often explicitly) the economists’ “rational choice” approach.
Thus, they

are sometimes called rationalists.
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These rationalists explain how actors maximize their goals given various constraints.

These rationalists explain how actors maximize their goals given various constraints.
But

they pay little attention to the source of these actors’ goals.
Instead, these preferences are treated as exogenously determined—as determined outside the political process.
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The Discipline of Political Science Rationalism Constructivism Rationalism & Constructivism Compared

The Discipline of Political Science
Rationalism
Constructivism
Rationalism & Constructivism Compared
“Anarchy is what states

make of it”

Lec 6: Constructivist Approaches

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Constructivists utilize a different approach and pursue different questions.

Constructivists utilize a different approach and pursue different questions.

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Constructivists want to ask: how are these actors’ all-important preferences formed in the first place?

Constructivists want to ask: how are these actors’ all-important preferences formed

in the first place?
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These constructivists want to endogenize several of the elements that rationalists treat as exogneously determined.

These constructivists want to endogenize several of the elements that rationalists

treat as exogneously determined.
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Or, as Katzenstein and Wendt put it…

Or, as Katzenstein and Wendt put it…

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“[T]his book makes problematic the state interests that predominant explanations of

“[T]his book makes problematic the state interests that predominant explanations of

national security often take for granted.” (Katzenstein, 1)

“Despite important differences, cognitivists, poststructuralists, standpoint and postmodern feminists, rule theorists, and structurationists share a concern with the basic ‘sociological’ issue bracketed by rationalists-namely, the issue of identity- and interest-formation..” (Wendt, 393)

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How, then, do constructivists study and understand where identities and interests come from?

How, then, do constructivists study and understand where identities and interests

come from?
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While economists may best explain how actors maximize their preferences, sociologists

While economists may best explain how actors maximize their preferences, sociologists

have the most to say about how actors’ preferences develop in the first place.
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Constructivists understand identities and interests to be the product of process rather than structure…

Constructivists understand identities and interests to be the product of process

rather than structure…
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“It is through reciprocal interaction, in other words, that we create

“It is through reciprocal interaction, in other words, that we create

and instantiate the relatively enduring social structures in terms of which we define our identities and interests.” (Wendt, 406)

“State interests do not exist to be ‘discovered’ by self-interested, rational actors. Interests are constructed through a process of social interaction.” (Katzenstein, 2)

“State interests and strategies thus are shaped by a never-ending political process that generates publicly understood standards for action.” (Katzenstein, 21)

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The Discipline of Political Science Rationalism Constructivism Rationalism & Constructivism Compared

The Discipline of Political Science
Rationalism
Constructivism
Rationalism & Constructivism Compared
“Anarchy is what states

make of it”

Lec 6: Constructivist Approaches

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According to constructivists, constructivism is not a theory or a “school”

According to constructivists, constructivism is not a theory or a “school”

of theories.

It is an approach, an understanding of what there is to study (ontology) and how to study it (epistemology).

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Constructivists also see “rationalism” as an approach rather than as an

Constructivists also see “rationalism” as an approach rather than as an

individual theory or school of theories.
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But the two approaches differ significantly along several dimensions…

But the two approaches differ significantly along several dimensions…

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THE RATIONALIST APPROACH The Rationalist Ontology The Rationalist Epistemology Some Differences between Rationalists

THE RATIONALIST APPROACH

The Rationalist Ontology
The Rationalist Epistemology
Some Differences

between Rationalists
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The Rationalist Ontology States’ Interests International Environment Strategies for Maximizing Interests

The Rationalist Ontology

States’ Interests

International Environment

Strategies for Maximizing Interests

Interstate Interactions

The Building Blocks

The

Outcome
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The Rationalist Ontology States’ Interests International Environment Strategies for Maximizing Interests

The Rationalist Ontology

States’ Interests

International Environment

Strategies for Maximizing Interests

Interstate Interactions

The Building Blocks

The

Outcome

Note that these building blocks are determined prior to interstate interactions. Their values are exogenous to these interactions.

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The Rationalist Epistemology States are assumed to enjoy (bounded) rationality States

The Rationalist Epistemology

States are assumed to enjoy (bounded) rationality
States attempt to

use strategies to maximize their preferences given their constraints
Different theories specify different values for these building blocks

? This epistemology is borrowed from economics.

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Here is where some of these rationalist theories differ from one another...

Here is where some of these rationalist theories differ from one

another...
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Some Differences between Rationalists States’ Interests Interstate Interactions The Building Blocks

Some Differences between Rationalists

States’ Interests

Interstate Interactions

The Building Blocks

The Outcome

Jervis: O/D Balance

Keohane:

Int’l Regimes

Waltz & Mearsheimer: Disb’n of Power

International Environment

Mearsheimer: Hegemony

Waltz: Balance of Power

Strategies for Maximizing Interests

Goldstein: Incumbent Ideas

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THE CONSTRUCTIVIST APPROACH The Constructivist Ontology The Constructivist Epistemology Some Differences between Constructivists

THE CONSTRUCTIVIST APPROACH

The Constructivist Ontology
The Constructivist Epistemology
Some Differences

between Constructivists
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The Constructivist Ontology States’ Interests International Environment Interstate Interactions The Products

The Constructivist Ontology

States’ Interests

International Environment

Interstate Interactions

The Products of Process

The Determinative Process

Strategies

for Maximizing Interests
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The Constructivist Ontology States’ Interests International Environment Interstate Interactions The Products

The Constructivist Ontology

States’ Interests

International Environment

Interstate Interactions

The Products of Process

The Determinative Process

Here,

states’ interests, their environment, and their strategies are potentially all constituted through the process of interacting with one another.

Strategies for Maximizing Interests

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The Constructivist Epistemology Structure (interests, environment, and strategies) cannot be understood

The Constructivist Epistemology

Structure (interests, environment, and strategies) cannot be understood apart

from process (international interaction)
States construct these elements through their interaction

? This epistemology is borrowed from sociology.

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How do the constructivists differ between one another?

How do the constructivists differ between one another?

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Constructivists may see process doing more or less work in shaping

Constructivists may see process doing more or less work in shaping

structure.
Here are the two extremes.
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Constructivism “Lite” States’ Interests International Environment Strategies for Maximizing Interests Interstate

Constructivism “Lite”

States’ Interests

International Environment

Strategies for Maximizing Interests

Interstate Interactions

Constructivism attempts to explain

state interests
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Constructivism “Heavy” States’ Interests International Environment Interstate Interactions Strategies for Maximizing

Constructivism “Heavy”

States’ Interests

International Environment

Interstate Interactions

Strategies for Maximizing Interests

Wendt: Interaction influences all

of the components
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This can be used to organize IP theories along yet another

This can be used to organize IP theories along yet another

dimension, this one based on approach.
The key issue: to what extent does structure depend on process?
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Approach to IP Rationalism: Structure Independent of Process Constructivism: Structure Dependent

Approach to IP

Rationalism: Structure Independent of Process

Constructivism: Structure Dependent on Process

Constructivism

“Lite”

Wendt
Katzenstein

Keohane
Axelrod
Mearsheimer
Waltz
Jervis
Goldstein

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The key issue: to what extent does structure depend on process?

The key issue: to what extent does structure depend on process?

States’

Interests

International Environment

Strategies for Maximizing Interests

Interstate Interactions

States’ Interests

International Environment

Interstate Interactions

Strategies for Maximizing Interests

States’ Interests

International Environment

Strategies for Maximizing Interests

Interstate Interactions

No Influence

Limited Influence

Extensive Influence

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The Discipline of Political Science Rationalism Constructivism Rationalism & Constructivism Compared

The Discipline of Political Science
Rationalism
Constructivism
Rationalism & Constructivism Compared
“Anarchy is what states

make of it”

Lec 6: Constructivist Approaches

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Alexander Wendt wants to do more than simply address the questions

Alexander Wendt wants to do more than simply address the questions

neglected by the rationalists.
He wants to challenge (head-on) the rationalists’ explanation for the outcomes they observe.
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Nowhere is this more apparent than in his suggestion that “anarchy

Nowhere is this more apparent than in his suggestion that “anarchy

is what states make of it.”
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Rationalists say that, without me and my sword, there would be

Rationalists say that, without me and my sword, there would be

constant violence and war. So, let’s not go there.

Yeah. We definitely don’t want to go there.

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Well, actually, Mr. Leviathan, Mr. Hobbes, that’s precisely where I want to go.

Well, actually, Mr. Leviathan, Mr. Hobbes, that’s precisely where I want

to go.
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Wendt contends that the structure of the international system alone is

Wendt contends that the structure of the international system alone is

insufficient to draw the bleak conclusions the materialists have drawn about the state of anarchy.
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“I argue that self-help and power politics do not follow either

“I argue that self-help and power politics do not follow either

logically or causally from anarchy and that if today we find ourselves in a self-help world, this is due to process, not structure. There is no ‘logic’ of anarchy apart from the practices that create and instantiate one structure of identities and interests rather than another; structure has no existence or causal powers apart from process. Self-help and power politics are institutions, not essential features of anarchy. Anarchy is what states make of it.” (Wendt, 394-95)
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Here’s an example…

Here’s an example…

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In the late 1980s, Mikhail Gorbachev deliberately reshaped the rhetoric that

In the late 1980s, Mikhail Gorbachev deliberately reshaped the rhetoric that

had defined the relationship between the US and the USSR.
He worked to transform the two states’ identities and interests from being antithetical to being compatible.
As he later put it, “We wanted a new set of international relationships that would make it possible to address global issues [like identity and globalization].”
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As Wendt would argue, structural features like the distribution of power

As Wendt would argue, structural features like the distribution of power

matter less than how we interpret those circumstances.
After all, is the power going to someone we consider to be a friend or an enemy?
How do our two states usually resolve our differences? Via international regimes or through force?
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Wendt proposes that actors might “construct” several different “logics” of anarchy:

Wendt proposes that actors might “construct” several different “logics” of anarchy:

Hobbesian, Lockean, and Kantian.
The mere absence of a sovereign does not inevitably lead to any of the three.