Ethics in Research. Research Methods in Kinesiology

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Ethics Ethics – the discipline concerned with what is morally good

Ethics

Ethics – the discipline concerned with what is morally good and

bad, right and wrong
ethics. ( 2007). In Encyclopædia Britannica. Retrieved October  6,  2007, from Encyclopædia Britannica Online: http://www.britannica.com/eb/article-9106054
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Definition of Scientific Misconduct Scientific misconduct is fabrication, falsification, or plagiarism

Definition of Scientific Misconduct

Scientific misconduct is fabrication, falsification, or plagiarism in

proposing, performing, or reviewing research, or in reporting research results.
(Federal Register, October, 1999)
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Codes and Guidelines 1974 – US Congress formed the National Commission

Codes and Guidelines

1974 – US Congress formed the National Commission for

the Protection of Human Subjects in Biomedical and Behavioral Research
1979 – Belmont Report was published as a result of the commissions deliberations
International codes also exist, for example the Code of NurembergInternational codes also exist, for example the Code of Nuremberg (1949) and Declaration of Helsinki (1974)
Virtually every journal has a policy statement regarding obtaining informed consent, etc.
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Codes and Guidelines, cont’d Codes and guidelines evolved because of human

Codes and Guidelines, cont’d

Codes and guidelines evolved because of human subjects’

rights abuses
Nazi experiments using war chemicals, environmental extremes, food and sleep deprivation, etc
Alaskan Eskimos fed radioactive iodine pellets
Tuskegee Alabama study where men with syphilis were “treated” with a placebo instead of a drug
http://en.wikipedia.org/wiki/Tuskegee_syphilis_experiment
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Institutional Review Board (IRB) IRB is a panel of research experts

Institutional Review Board (IRB)

IRB is a panel of research experts that

pass judgment on the quality and safety of studies before they can be conducted
Primarily responsible for protecting the rights of subjects
Also protect researchers and institution
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Statement of Informed Consent Provides potential subject with information to make

Statement of Informed Consent

Provides potential subject with information to make a

sound decision about participating in a study
Provides simple but comprehensive info about the study
Cal State Fullerton guidelines may be found here: http://www.ogc.fullerton.edu/IRB/irb.htm
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Statement of Informed Consent, cont’d Elements of Informed Consent Document: Background

Statement of Informed Consent, cont’d

Elements of Informed Consent Document:
Background and invitation

to participate
Explanation of procedures
Potential risks and discomforts
Potential benefits
Rights of inquiry and withdrawal
Signature of subject
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Statement of Informed Consent, cont’d Other components sometimes included in the

Statement of Informed Consent, cont’d

Other components sometimes included in the informed

consent document:
Confidentiality and anonymity
Invasion of privacy
Safe and competent treatment
Knowledge of results
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Seven Areas of Scientific Dishonesty Plagiarism Fabrication and falsification Nonpublication of

Seven Areas of Scientific Dishonesty

Plagiarism
Fabrication and falsification
Nonpublication of data
Faulty data-gathering procedures
Poor

data storage and retention
Misleading authorship
Sneaky publication practices
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Plagiarism Plagiarism—using the ideas, writings, and drawings of others as your own

Plagiarism

Plagiarism—using the ideas, writings, and drawings of others as your own

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Fabrication and Falsification Fabrication and falsification—making up or altering data Prominent

Fabrication and Falsification

Fabrication and falsification—making up or altering data
Prominent Cases in

Kinesiology-related Research
Eric Poehlman – exercise physiologist at University of Vermont and University of Montreal
http://en.wikipedia.org/wiki/Eric_Poehlman
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Researcher Faces Prison for Fraud in NIH Grant Applications and Papers

Researcher Faces Prison for Fraud in NIH Grant Applications and Papers

Science 25 March 2005: Vol. 307. no. 5717, p. 1851

A researcher formerly at the University of Vermont College of Medicine has admitted in court documents to falsifying data in 15 federal grant applications and numerous published articles.
Eric Poehlman, an expert on menopause, aging, and metabolism, faces up to 5 years in jail and a $250,000 fine and has been barred for life from receiving any U.S. research funding.
The number and scope of falsifications discovered, along with the stature of the investigator, are quite remarkable. "This is probably one of the biggest misconduct cases ever,"
Poehlman, 49, first came under suspicion in 2000 when Walter DeNino, then a 24-year-old research assistant, found inconsistencies in spreadsheets used in a longitudinal study on aging.
In an effort to portray worsening health in the subjects, DeNino tells Science, "Dr. Poehlman would just switch the data points."

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Nonpublication of Data Sometimes called “cooking data” Data not included in

Nonpublication of Data

Sometimes called “cooking data”
Data not included in results because

they don’t support the desired outcome
Some data are “bad” data
Bad data should be recognized while it is being collected or analyzed
Outlier – unrepresentative score; a score that lies outside of the normal scores
How should outliers be handled?
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Faulty Data Gathering Collecting data from participants who are not complying

Faulty Data Gathering

Collecting data from participants who are not complying with

requirements of the study
Using faulty equipment
Treating participants inappropriately
Recording data incorrectly
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Data Gathering Most important and most aggravating. Always drop non-compliers. Fix

Data Gathering

Most important and most aggravating.
Always drop non-compliers.
Fix broken equipment.
Treat subjects

with respect and dignity.
Record data accurately.
Store data in a safe and private place for 3 years.
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Poor Data Storage and Retention Data should be stored in its

Poor Data Storage and Retention

Data should be stored in its original

collected form for at least 3 years after publication
Data should be available for examination
Confidentiality of participants should be maintained
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Misleading Authorship Misleading authorship—who should be an author? Technicians do not

Misleading Authorship

Misleading authorship—who should be an author?
Technicians do not necessarily become

joint authors.
Authorship should involve only those who contribute directly.
Discuss authorship before the project!
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MSSE Information for Authors Medicine & Science in Sports & Exercise®

MSSE Information for Authors

Medicine & Science in Sports & Exercise®
Authorship Requirements To

be an author, each individual shall have contributed to the manuscript in at least two (2) of the following areas:
Significant manuscript writer
Significant manuscript reviewer/reviser
Concept and design
Data acquisition
Data analysis and interpretation
Statistical expertise
Manuscripts with more than six (6) authors require justification for exceeding that number

More info can be found here: http://www.icmje.org/

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Sneaky Publication Practices Publication of the thesis or dissertation Should be

Sneaky Publication Practices

Publication of the thesis or dissertation
Should be regarded as

the student’s work
Committee chair and members may be listed as secondary authors
Dual publication – a manuscript should only be published in a single journal
What about studies which include a huge amount of data?
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Sanctions Freeze your job. Reduce your job. Lose your job. Loss

Sanctions

Freeze your job.
Reduce your job.
Lose your job.
Loss of institution money and

privileges.
Faculty are responsible for students.
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Why do it? Obtain external funding. Pressure of the job. Need

Why do it?

Obtain external funding.
Pressure of the job.
Need to complete graduate

work.
Obtain rewards of the field.
Adams “This can only end in trauma”
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Working With Faculty Expect to be treated with respect but not

Working With Faculty

Expect to be treated with respect but not equally.
Expect

to work hard and do menial jobs.
Choose a professor who shares like interests.
Personality conflicts do occur.
Ultimately you are in charge of your future.
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Case Example - Pat J. Palmer Fabricated 6 interview records Fabricated

Case Example - Pat J. Palmer

Fabricated 6 interview records
Fabricated claim of

Ph.D.
(B.S. and M.S. also)
Falsified that she was
co-author on 10 articles

Did I say I have a Ph.D. in Epidemiology?